Filing Details

Accession Number:
0001209191-13-037625
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-23 18:00:39
Reporting Period:
2013-07-19
Filing Date:
2013-07-23
Accepted Time:
2013-07-23 18:00:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
713676 Pnc Financial Services Group Inc. PNC National Commercial Banks (6021) 251435979
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209131 J Richard Johnson One Pnc Plaza
249 Fifth Avenue
Pittsburgh PA 15222-2707
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$5 Par Common Stock Acquisiton 2013-07-19 10,000 $55.37 105,881 No 4 M Direct
$5 Par Common Stock Acquisiton 2013-07-19 20,000 $53.50 125,881 No 4 M Direct
$5 Par Common Stock Disposition 2013-07-19 10,000 $76.51 115,881 No 4 S Direct
$5 Par Common Stock Disposition 2013-07-19 20,000 $76.61 95,881 No 4 S Direct
$5 Par Common Stock Acquisiton 2013-07-19 14,251 $0.00 110,132 No 4 A Direct
$5 Par Common Stock Disposition 2013-07-19 612 $76.51 109,520 No 4 F Direct
$5 Par Common Stock Disposition 2013-07-19 5,220 $0.00 104,300 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
$5 Par Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-07-19 20,000 $0.00 20,000 $53.50
$5 Par Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-07-19 10,000 $0.00 10,000 $55.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-01-25 2015-01-25 No 4 M Direct
0 2006-07-22 2015-07-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$5 Par Common Stock 1,803 Indirect 401(k) Plan
Footnotes
  1. Represents restricted stock units, payable solely in stock, granted under the PNC 2006 Incentive Award Plan. These units have no service requirement, but are subject to transfer and other restrictions that expire on the respective first, second, and third anniversaries of the award date of July 19, 2013.
  2. Shares have been held to cover the reporting person's tax liability.
  3. Includes an aggregate of 342 shares acquired by the reporting person through PNC's Employee Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
  4. The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 12 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.