Filing Details

Accession Number:
0001214782-13-000300
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-19 16:22:01
Reporting Period:
2013-07-17
Filing Date:
2013-07-19
Accepted Time:
2013-07-19 16:22:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1309082 Lucas Energy Inc. LEI Crude Petroleum & Natural Gas (1311) 980417780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475486 Meson Capital Partners Lp 2687 California Street
San Francisco CA 94115
No No No Yes
1535780 J. Ryan Morris 2687 California Street
San Francisco CA 94115
No No Yes Yes
1535880 Meson Capital Partners Llc 2687 California Street
San Francisco CA 94115
No No Yes Yes
1556608 Meson Capital Constructive Partners Lp 2687 California St.
San Francisco CA 94115
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2013-07-17 185,185 $1.35 1,195,840 No 4 P Indirect By Meson Capital Partners LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Meson Capital Partners LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 4,222,813 Indirect By Meson Capital Constructive Partners L.P.
Footnotes
  1. This Form 4 is filed jointly by Meson Capital Constructive Partners L.P. ("Meson Constructive"), Meson Capital Partners LP ("Meson LP"), Meson Capital Partners LLC ("Meson LLC") and Ryan J. Morris. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
  2. On July 17, 2013, Meson LP purchased 185,185 shares of the restricted Common Stock of Lucas Energy, Inc. ("Lucas") directly from Lucas in a private transaction for consideration of $250,000 of $1.35 per share ($0.01 above the closing sales price of Lucas's common stock on July 17, 2013).
  3. Securities owned directly by Meson LP, and owned indirectly by Meson LLC by virtue of it being the general partner of Meson LP and by Ryan J. Morris by virtue of his position as managing member of Meson LLC.
  4. Securities owned directly by Meson Constructive, and owned indirectly by Meson LLC by virtue of it being the general partner of Meson Constructive and by Ryan J. Morris by virtue of his position as managing member of Meson LLC.