Filing Details
- Accession Number:
- 0001140361-13-028385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-18 17:50:04
- Reporting Period:
- 2013-07-16
- Filing Date:
- 2013-07-18
- Accepted Time:
- 2013-07-18 17:50:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1140028 | Talon Therapeutics Inc. | TLON | Pharmaceutical Preparations (2834) | 320064979 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188681 | H Elizabeth Weatherman | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value ("Common Stock") | Acquisiton | 2013-07-16 | 65,016,890 | $0.74 | 65,016,890 | No | 4 | C | Indirect | See footnote (1) and (2) |
| Common Stock | Acquisiton | 2013-07-16 | 37,775,503 | $0.30 | 102,792 | No | 4 | C | Indirect | See footnote (1) and (2) |
| Common Stock | Acquisiton | 2013-07-16 | 49,537,551 | $0.35 | 152,329,944 | No | 4 | C | Indirect | See footnote (1) and (2) |
| Common Stock | Disposition | 2013-07-16 | 152,329,944 | $0.06 | 0 | No | 4 | S | Indirect | See footnote (1) and (2) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote (1) and (2) |
| No | 4 | C | Indirect | See footnote (1) and (2) |
| No | 4 | C | Indirect | See footnote (1) and (2) |
| No | 4 | S | Indirect | See footnote (1) and (2) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A-1 Convertible Preferred Stock, $0.001 Par Value | Disposition | 2013-07-16 | 360,000 | $100.00 | 63,037,004 | $0.74 |
| Common Stock | Series A-1 Preferred Stock | Disposition | 2013-07-16 | 11,307 | $100.00 | 1,979,886 | $0.74 |
| Common Stock | Series A-2 Convertible Preferred Stock, $0.001 Par Value | Disposition | 2013-07-16 | 99,000 | $100.00 | 37,775,503 | $0.30 |
| Common Stock | Series A-3 Convertible Preferred Stock, $0.001 Par Value | Disposition | 2013-07-16 | 27,000 | $100.00 | 8,460,526 | $0.35 |
| Common Stock | Series A-3 Preferred Stock | Disposition | 2013-07-16 | 54,000 | $100.00 | 16,737,865 | $0.35 |
| Common Stock | Series A-3 Preferred Stock | Disposition | 2013-07-16 | 27,000 | $100.00 | 8,189,762 | $0.35 |
| Common Stock | Series A-3 Preferred Stock | Disposition | 2013-07-16 | 54,000 | $100.00 | 16,149,398 | $0.35 |
| Series A-3 Conv. Pref. Stock | Right to Acquire Series A-3 Convertible Preferred Stock | Disposition | 2013-07-16 | 420,000 | $0.00 | 420,000 | $100.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-06-07 | No | 4 | C | Indirect | |
| 0 | 2010-09-10 | No | 4 | C | Indirect | |
| 0 | 2012-01-09 | No | 4 | C | Indirect | |
| 0 | 2012-07-03 | No | 4 | C | Indirect | |
| 0 | 2012-08-17 | No | 4 | C | Indirect | |
| 0 | 2012-11-14 | No | 4 | C | Indirect | |
| 0 | 2013-01-11 | No | 4 | C | Indirect | |
| 0 | 2012-01-09 | No | 4 | J | Indirect |
Footnotes
- See Exhibit 99.1, Note 1.
- See Exhibit 99.1, Note 2.
- See Exhibit 99.1, Note 3.
- See Exhibit 99.1, Note 4.
- See Exhibit 99.1, Note 5.
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