Filing Details

Accession Number:
0001181431-13-040125
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-16 16:06:34
Reporting Period:
2013-07-12
Filing Date:
2013-07-16
Accepted Time:
2013-07-16 16:06:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70866 Ncr Corp NCR Calculating & Accounting Machines (No Electronic Computers) (3578) 310387920
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189865 A Peter Dorsman 7 World Trade Center
250 Greenwich Street, 35Th Floor
New York NY 10007
Evp Services And No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-12 32,898 $19.05 117,285 No 4 M Direct
Common Stock Acquisiton 2013-07-12 8,377 $12.81 125,662 No 4 M Direct
Common Stock Disposition 2013-07-12 41,275 $34.56 84,387 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-12 32,898 $0.00 32,898 $19.05
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-12 8,377 $0.00 8,377 $12.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-04-17 No 4 M Direct
8,378 2020-02-23 No 4 M Direct
Footnotes
  1. The exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013.
  2. Represents the sale of 41,275 shares in 69 transactions at prices ranging from $34.51 to $34.75 per share, resulting in a weighted average sale price of $34.56 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The grant representing a right to purchase a total of 32,898 shares, vested in four equal annual installments on April 17, 2007, April 17, 2008, April 17, 2009 and April 17, 2010.
  4. The grant representing a right to purchase a total of 33,509 shares, vests in four equal annual installments commencing on February 23, 2011. The first three installments vested on February 23, 2011, February 23, 2012 and February 23, 2013.