Filing Details

Accession Number:
0001179110-13-011802
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-15 20:33:34
Reporting Period:
2013-07-11
Filing Date:
2013-07-15
Accepted Time:
2013-07-15 20:33:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6955 Actuant Corp ATU Misc Industrial & Commercial Machinery & Equipment (3590) 390168610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201635 C Robert Arzbaecher N86 W12500 Westbrook Crossing
Menomonee Falls WI 53051
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-07-11 43,027 $17.12 522,409 No 4 M Direct
Class A Common Stock Disposition 2013-07-11 43,027 $35.26 479,382 No 4 S Direct
Class A Common Stock Acquisiton 2013-07-12 3,148 $17.12 482,530 No 4 M Direct
Class A Common Stock Acquisiton 2013-07-12 27,506 $20.05 510,036 No 4 M Direct
Class A Common Stock Disposition 2013-07-12 30,654 $35.31 479,382 No 4 S Direct
Class A Common Stock Acquisiton 2013-07-15 24,709 $20.05 504,091 No 4 M Direct
Class A Common Stock Disposition 2013-07-15 24,709 $35.35 479,382 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-11 43,027 $0.00 43,027 $17.12
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-12 3,148 $0.00 3,148 $17.12
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-12 27,506 $0.00 27,506 $20.05
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-15 24,709 $0.00 24,709 $20.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,148 2014-04-29 No 4 M Direct
0 2014-04-29 No 4 M Direct
122,494 2014-10-27 No 4 M Direct
97,785 2014-10-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 60,000 Indirect By Family Limited Partnerships
Class A Common Stock 36,546 Indirect By 401(k)
Class A Common Stock 11,900 Indirect By IRA
Class A Common Stock 2,200 Indirect By Family
Class A Common Stock 2,400 Indirect By Spouse
Class A Common Stock 33,817 Indirect By Deferred Compensation
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.
  2. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.12 to $35.49 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4.
  3. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.20 to $35.41 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (3) to this Form 4.
  4. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.27 to $35.51 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (4) to this Form 4.
  5. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
  6. Owned by daughters.
  7. Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
  8. Option granted under the Actuant Corporation 2001 Stock Option Plan.
  9. Fifty percent of the option became exercisable on 04/29/2006 and the balance became exercisable on 04/29/2009.
  10. Option granted under the Actuant Corporation 2002 Stock Option Plan.
  11. Fifty percent of the option became exercisable on 10/27/2006 and the balance became exercisable on 10/27/2009.