Filing Details
- Accession Number:
- 0000950103-13-004283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-11 16:47:23
- Reporting Period:
- 2013-07-09
- Filing Date:
- 2013-07-11
- Accepted Time:
- 2013-07-11 16:47:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 837951 | Pacholder High Yield Fund Inc | PHF | (0) | 311251983 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 895421 | Stanley Morgan | 1585 Broadway New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Auction Rate Cumulative Preferred | Acquisiton | 2013-07-09 | 3 | $20,000.00 | 486 | No | 4 | P | Indirect | By Subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Subsidiary |
Footnotes
- The Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008 granted relief from Form 4 reporting with respect to certain transactions in auction rate securities, which is why the number in Column 5 does not reconcile with the number reported in Column 5 of the Form 3 filed on January 12, 2009. In accordance with the Auction Rate Securities - Global Exemptive Relief no action letter, the Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the amounts and dates of transactions that were exempted from Form 4 reporting under the relief requested thereunder.
Billionaire Hedge Funds
