Filing Details

Accession Number:
0001225208-13-016033
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-10 17:25:09
Reporting Period:
2013-07-08
Filing Date:
2013-07-10
Accepted Time:
2013-07-10 17:25:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910073 New York Community Bancorp Inc NYCB Savings Institutions, Not Federally Chartered (6036) 061377322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215098 L Max Kupferberg 615 Merrick Avenue
Westbury NY 11590
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-07-08 330,000 $14.47 216,660 No 4 S Indirect Trustee for KRT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trustee for KRT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 679,004 Direct
Common Stock 536,377 Indirect As Partner
Common Stock 705,821 Indirect As shareholder of the Max K One LLC
Common Stock 42,599 Indirect By Estate of Selma Kupferberg
Common Stock 182,917 Indirect By Kupferberg Foundation
Common Stock 3,000 Indirect By Stock Award
Common Stock 73,017 Indirect Max & Selma Kupferberg Foundation
Footnotes
  1. The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on June 14, 2013. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.4150 to $14.5075, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  3. 3,000 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on January 10, 2014.