Filing Details
- Accession Number:
- 0001140361-13-027861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-10 18:01:21
- Reporting Period:
- 2013-07-08
- Filing Date:
- 2013-07-10
- Accepted Time:
- 2013-07-10 17:01:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898437 | Anika Therapeutics Inc | ANIK | Surgical & Medical Instruments & Apparatus (3841) | 043145961 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244298 | H Charles Sherwood | 32 Wiggins Avenue Bedford MA 02173 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-08 | 47,864 | $9.22 | 406,644 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-08 | 47,864 | $18.06 | 358,780 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-09 | 1,321 | $9.22 | 360,101 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-09 | 1,321 | $18.11 | 358,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-08 | 47,864 | $0.00 | 13,505 | $9.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-09 | 1,321 | $0.00 | 21,157 | $9.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,321 | 2013-12-18 | No | 4 | M | Direct | |
| 0 | 2013-12-18 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options granted on December 18, 2003 and that vested in four equal installments annually beginning December 18, 2004. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Billionaire Hedge Funds
