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Home > Insider Trading > Filing (0000895813-13-000199)

Filing Details

Accession Number:: 0000895813-13-000199
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-07-10 12:25:05
Reporting Period:: 2013-07-09

Filing Date:: 2013-07-10
Accepted Time:: 2013-07-10 12:25:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
73124	Northern Trust Corp	NTRS	State Commercial Banks (6022)	362723087

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214324	L Steven Fradkin	50 S. La Salle Street Chicago IL 60603	President/C&Is	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-07-09	28,785	$52.10	94,605	No	4	M	Indirect	By Trust
Common Stock	Disposition	2013-07-09	28,785	$60.95	65,820	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right-to-buy)	Disposition	2013-07-09	28,785	$0.00	28,785	$52.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
28,786	2009-02-21	2016-02-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	62,250	Direct
Common Stock	540	Indirect	Spouse as trustee for Daughter
Common Stock	540	Indirect	Spouse as trustee for Son
Common Stock	9,543	Indirect	401(k)

Footnotes

This option was exercised pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
as of 06/30/2013