Filing Details

Accession Number:
0001179110-13-011667
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-09 17:05:12
Reporting Period:
2013-07-05
Filing Date:
2013-07-09
Accepted Time:
2013-07-09 17:05:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211351 New York & Company Inc. NWY Retail-Women's Clothing Stores (5621) 331031445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309032 Sheamus Toal 450 W. 33Rd Street
5Th Floor
New York NY 10001
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-05 15,512 $3.28 127,508 No 4 M Direct
Common Stock Disposition 2013-07-05 15,512 $6.50 111,996 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2013-07-05 15,512 $6.50 15,512 $3.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-21 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2013.
  2. Includes 47,272 shares of common stock; 14,612 vested deferred stock units; 7,192 deferred stock units which vest on August 14, 2015; 7,420 deferred stock units which vest on March 19, 2016; 15,500 shares of restricted stock which vest on April 15, 2014; and 20,000 shares of restricted stock which vest on April 16, 2015.
  3. These options became exercisable on the following dates: 11,634 shares on June 29, 2011 and 3,878 shares on March 21, 2012.