Filing Details

Accession Number:
0001225208-13-015985
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-09 16:32:41
Reporting Period:
2013-07-05
Filing Date:
2013-07-09
Accepted Time:
2013-07-09 16:32:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528494 Michael Slocum 1680 Capital One Drive
Mclean VA 22102
President, Commercial Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-05 15,000 $48.95 52,582 No 4 M Direct
Common Stock Disposition 2013-07-05 15,000 $65.00 37,582 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2013-07-05 15,000 $0.00 15,000 $48.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,740 2018-02-20 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on November 1, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter.