Filing Details
- Accession Number:
- 0001181431-13-039282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-09 15:43:15
- Reporting Period:
- 2013-07-05
- Filing Date:
- 2013-07-09
- Accepted Time:
- 2013-07-09 15:43:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1160958 | Inphi Corp | IPHI | Semiconductors & Related Devices (3674) | 770557980 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547497 | Norman Yeung | 2953 Bunker Hill Lane Suite 300 Santa Clara CA 95054 | Sr. V. P., Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-05 | 12,204 | $1.47 | 119,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-05 | 12,204 | $11.50 | 106,910 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-05 | 5,236 | $9.29 | 112,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-05 | 5,236 | $11.50 | 106,910 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-08 | 550 | $9.29 | 107,460 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-08 | 550 | $11.55 | 106,910 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-05 | 12,204 | $11.50 | 12,204 | $1.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-05 | 5,236 | $11.50 | 5,236 | $9.29 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-08 | 550 | $11.55 | 550 | $9.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-25 | 2019-02-25 | No | 4 | M | Direct |
| 26,906 | 2015-04-30 | 2020-04-30 | No | 4 | M | Direct |
| 26,356 | 2015-04-30 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,571 | Indirect | Held by son |
| Common Stock | 8,571 | Indirect | Held by daughter |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- This option is fully vested.
- This option vests in 48 monthly installments from 4/30/11 to 4/30/15.
- Represents the sales price for a number of sale transactions effected at prices ranging from $11.50 to $11.5527. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
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