Filing Details

Accession Number:
0001144204-13-038746
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-09 15:17:09
Reporting Period:
2013-06-28
Filing Date:
2013-07-09
Accepted Time:
2013-07-09 15:17:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568832 Rcs Capital Corp RCAP Security Brokers, Dealers & Flotation Companies (6211) 383894716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578499 Rcap Holdings, Llc C/O Rcs Capital Corporation
405 Park Avenue, 15Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-06-28 4,000 $16.95 31,000 No 4 P Direct
Class A Common Stock Acquisiton 2013-07-01 2,000 $16.85 33,000 No 4 P Direct
Class A Common Stock Acquisiton 2013-07-02 2,000 $16.99 35,000 No 4 P Direct
Class A Common Stock Acquisiton 2013-07-03 1,500 $16.90 36,500 No 4 P Direct
Class A Common Stock Acquisiton 2013-07-05 2,000 $16.73 38,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $16.84 to $16.99. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  2. These transactions were executed in multiple trades at prices ranging from $16.95 to $17.05. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  3. These transactions were executed in multiple trades at prices ranging from $16.85 to $17.01. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.