Filing Details

Accession Number:
0001181431-13-038886
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-03 17:28:32
Reporting Period:
2013-07-01
Filing Date:
2013-07-03
Accepted Time:
2013-07-03 17:28:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524025 Tilly's Inc. TLYS Retail-Apparel & Accessory Stores (5600) 452164791
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548782 Trust Annuity Tl C/O Tilly'S, Inc.
10 Whatney
Irvine CA 92618
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-07-01 7,556 $0.00 7,556 No 4 C Direct
Class A Common Stock Disposition 2013-07-01 7,556 $16.00 0 No 4 S Direct
Class A Common Stock Acquisiton 2013-07-02 1,158 $0.00 1,158 No 4 C Direct
Class A Common Stock Disposition 2013-07-02 1,158 $16.00 0 No 4 S Direct
Class A Common Stock Acquisiton 2013-07-03 2,400 $0.00 2,400 No 4 C Direct
Class A Common Stock Disposition 2013-07-03 2,400 $16.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock CLASS B COMMON STOCK Disposition 2013-07-01 7,556 $0.00 7,556 $0.00
Class A Common Stock CLASS B COMMONS TOCK Disposition 2013-07-02 1,158 $0.00 1,158 $0.00
Class A Common Stock CLASS B COMMONS TOCK Disposition 2013-07-03 2,400 $0.00 2,400 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,706,910 No 4 C Direct
1,705,752 No 4 C Direct
1,703,352 No 4 C Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
  3. The shares reported on this line item converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon the election of the Reporting Person.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.