Filing Details

Accession Number:
0000904454-13-000762
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-02 16:40:24
Reporting Period:
2013-07-01
Filing Date:
2013-07-02
Accepted Time:
2013-07-02 16:40:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434868 Esperion Therapeutics Inc. ESPR Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207789 K Kathleen Schoemaker C/O Domain Associates, Llc
One Palmer Square
Princeton NJ 08542
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-01 1,786,012 $0.00 1,786,012 No 4 C Indirect By Domain Partners VII, L.P.
Common Stock Acquisiton 2013-07-01 280,923 $14.00 2,066,935 No 4 P Indirect By Domain Partners VII, L.P.
Common Stock Acquisiton 2013-07-01 30,462 $0.00 30,462 No 4 C Indirect By DP VII Associates, L.P.
Common Stock Acquisiton 2013-07-01 4,791 $14.00 35,253 No 4 P Indirect By DP VII Associates, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Domain Partners VII, L.P.
No 4 P Indirect By Domain Partners VII, L.P.
No 4 C Indirect By DP VII Associates, L.P.
No 4 P Indirect By DP VII Associates, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2013-07-01 1,786,012 $0.00 1,786,012 $0.00
Series A Preferred Stock Warrant to Purchase Series A Preferred Stock Disposition 2013-07-01 489,320 $0.00 489,320 $1.00
Common Stock Warrant to Purchase Common Stock Acquisiton 2013-07-01 70,042 $0.00 70,042 $6.99
Common Stock Series A Preferred Stock Disposition 2013-07-01 30,462 $0.00 30,462 $0.00
Series A Preferred Stock Warrant to Purchase Series A Preferred Stock Disposition 2013-07-01 8,346 $0.00 8,346 $1.00
Common Stock Warrant to Purchase Common Stock Acquisiton 2013-07-01 1,193 $0.00 1,193 $6.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 J Indirect
70,042 2018-02-12 No 4 J Indirect
0 No 4 C Indirect
0 No 4 J Indirect
1,193 2018-02-12 No 4 J Indirect
Footnotes
  1. All outstanding shares of Series A Preferred Stock were automatically converted into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration.
  2. Upon the closing of the IPO the Warrants to purchase Series A Preferred Stock automatically converted on a 6.986-for-1 basis into Warrants to purchase Common Stock, and the exercise price automatically adjusted to $6.99 per share, pursuant to the terms of such Warrants. This transaction is reported on Form 4 solely for the purpose of reflecting such changes.
  3. The Warrant is immediately exercisable.
  4. The Reporting Person also indirectly beneficially owns 21,471 shares of Common Stock held by Domain Associates, LLC. The Reporting Person is a Managing Member of (i) One Palmer Square Associates VII, LLC, which is the sole general partner of Domain Partners VII, L.P. and DP VII Associates, L.P. and (ii) Domain Associates, LLC. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.