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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-07-02 14:26:30
Reporting Period:
Filing Date:
Accepted Time:
2013-07-02 14:26:30
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1054274 Alliqua Inc. ALQA Surgical & Medical Instruments & Apparatus (3841) 582349413
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1176381 M Joseph Leone 850 Third Avenue
Suite 1801
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-28 123,457 $0.00 670,371 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2013-06-28 123,457 $0.00 123,457 $0.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
123,457 2013-06-28 2018-06-28 No 4 A Direct
  1. Mr. Leone purchased, as part of a private placement transaction on June 28, 2013, 123,457 units at a price per unit of $0.081, with each unit consisting of 1 share of common stock and a warrant to purchase 1 share of common stock at an exercise price of $0.097 per share.