Filing Details

Accession Number:
0001127602-13-021771
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-02 12:19:53
Reporting Period:
2013-07-01
Filing Date:
2013-07-02
Accepted Time:
2013-07-02 12:19:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278048 J Peter Desilva 1010 Grand Blvd.
Kansas City MO 64106
President And Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-01 8,048 $27.06 115,779 No 4 M Direct
Common Stock Disposition 2013-07-01 8,048 $55.25 107,731 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-07-01 8,048 $0.00 8,048 $27.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-01 2015-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,467 Indirect By 401(k)
Common Stock 182 Indirect By Esop
Footnotes
  1. The exercise of stock options and sale of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2013.
  2. Options vest 50% after 3years, 75% after 4 years and 100% after 5 years