Filing Details

Accession Number:
0001179110-13-011156
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-01 16:40:05
Reporting Period:
2013-07-01
Filing Date:
2013-07-01
Accepted Time:
2013-07-01 16:40:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434868 Esperion Therapeutics Inc. ESPR Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1419701 L.p. Partners Venture Longitude 800 El Camino Real
Suite 220
Menlo Park CA 94025
No No Yes No
1430719 Longitude Capital Associates, L.p. 800 El Camino Real
Suite 220
Menlo Park CA 94025
No No Yes No
1430720 Longitude Capital Partners, Llc 800 El Camino Real
Suite 220
Menlo Park CA 94025
No No Yes No
1431159 Juliet Bakker Tammenoms 800 El Camino Real
Suite 220
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-01 1,683,967 $0.00 1,683,967 No 4 C Indirect By Longitude Venture Partners, L.P.
Common Stock Acquisiton 2013-07-01 33,753 $0.00 33,753 No 4 C Indirect By Longitude Capital Associates, L.P.
Common Stock Acquisiton 2013-07-01 212,418 $14.00 1,896,385 No 4 P Indirect By Longitude Venture Partners, L.P.
Common Stock Acquisiton 2013-07-01 4,258 $14.00 38,011 No 4 P Indirect By Longitude Capital Associates, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Longitude Venture Partners, L.P.
No 4 C Indirect By Longitude Capital Associates, L.P.
No 4 P Indirect By Longitude Venture Partners, L.P.
No 4 P Indirect By Longitude Capital Associates, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2013-07-01 1,683,967 $0.00 1,683,967 $0.00
Common Stock Series A Preferred Stock Disposition 2013-07-01 33,753 $0.00 33,753 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A Preferred Stock was automatically converted into Common Stock on a 6.986-for-1 basis upon the closing of the Issuer's initial public offering without payment of further consideration and had no expiration date.
  2. This report is filed jointly by Longitude Capital Partners, LLC ("LCP"), Longitude Venture Partners, L.P. ("LVP"), Longitude Capital Associates, L.P. ("LCA") and Juliet Tammenoms Bakker ("Bakker"), all of whom share beneficial ownership of more than 10% of the capital stock of the Issuer. LVP is the record holder of 11,764,200 shares of Series A Preferred Stock, which will automatically convert into 1,683,967 shares of Common Stock upon the closing of the Issuer's initial public offering, and LCA is the record holder of 235,800 shares of Series A Preferred Stock, which will automatically convert into 33,753 shares of Common Stock upon the closing of the Issuer's initial public offering. LCP, as general partner of each of LVP and LCA, has the power to vote and dispose of securities held by each of them and may be deemed to have beneficial ownership of the shares owned by LVP and LCA. (Continued on Footnote 3.)
  3. Patrick G. Enright, who serves on the Board of Directors of the Issuer and files separate Section 16 filings relating to the Issuer, and Bakker are each managing members of LCP. Each of LCP and Bakker disclaims beneficial ownership of the securities of the Issuer held by LVP and LCA except to the extent of their respective pecuniary interest therein.