Filing Details
- Accession Number:
- 0000754673-13-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-27 14:08:16
- Reporting Period:
- 2013-06-26
- Filing Date:
- 2013-06-27
- Accepted Time:
- 2013-06-27 14:08:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 754673 | Suffolk Bancorp | SUBK | National Commercial Banks (6021) | 112708279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554814 | P Jeanne Kelley | C/O Suffolk Bancorp 4 West Second Street, Po Box 9000 Riverhead NY 11901 | Evp & Risk Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Acquisiton | 2013-03-01 | 7 | $14.24 | 2,233 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-03-15 | 14 | $14.25 | 2,247 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-04-01 | 14 | $14.00 | 2,262 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-04-12 | 14 | $14.23 | 2,276 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-04-26 | 13 | $15.10 | 2,289 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-05-10 | 13 | $15.74 | 2,302 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-05-24 | 22 | $15.61 | 2,324 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-06-07 | 22 | $15.80 | 2,346 | No | 4 | P | Direct | |
| Suffolk Bancorp Common Stock | Acquisiton | 2013-06-21 | 21 | $16.57 | 2,367 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Acquisiton | 2013-06-26 | 1,667 | $0.00 | 1,667 | $16.56 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Acquisiton | 2013-06-26 | 1,667 | $0.00 | 1,667 | $16.56 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Acquisiton | 2013-06-26 | 1,666 | $0.00 | 1,666 | $16.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,667 | 2014-06-26 | 2023-06-26 | No | 4 | A | Direct |
| 1,667 | 2015-06-26 | 2023-06-26 | No | 4 | A | Direct |
| 1,666 | 2016-06-26 | 2023-06-26 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $34.95 | 2007-01-23 | 2016-01-23 | 1,000 | 1,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $32.90 | 2008-01-29 | 2017-01-29 | 1,000 | 1,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $31.18 | 2009-01-28 | 2018-01-28 | 1,000 | 1,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $28.30 | 2010-01-20 | 2019-01-20 | 1,000 | 1,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-23 | 1,000 | 1,000 | Direct |
| 2017-01-29 | 1,000 | 1,000 | Direct |
| 2018-01-28 | 1,000 | 1,000 | Direct |
| 2019-01-20 | 1,000 | 1,000 | Direct |
Footnotes
- Stock Appreciation Rights
Billionaire Hedge Funds
