Filing Details

Accession Number:
0001225208-13-014896
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-27 13:47:13
Reporting Period:
2013-06-25
Filing Date:
2013-06-27
Accepted Time:
2013-06-27 13:47:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296424 E Carrie Dwyer 211 Main Street
San Francisco CA 94105
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-25 13,027 $15.00 103,094 No 4 M Indirect by Trust
Common Stock Disposition 2013-06-25 13,027 $20.97 90,067 No 4 S Indirect by Trust
Common Stock Acquisiton 2013-06-26 400 $15.05 90,467 No 4 M Indirect by Trust
Common Stock Disposition 2013-06-26 400 $21.26 90,067 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2013-06-25 13,027 $0.00 13,027 $15.00
Common Stock Nonqualified Stock Option (right to buy) Disposition 2013-06-26 400 $0.00 400 $15.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,260 2011-08-02 2020-08-02 No 4 M Direct
47,861 2012-08-01 2021-08-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,221 Indirect by ESOP
Common Stock 8,805 Indirect in Trust for Daughter
Common Stock 8,805 Indirect in Trust for Son
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013.
  2. This transaction was executed in multiple trades at prices ranging from $20.95 to $21.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $21.25 to $21.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.