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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-06-25 11:50:58
Reporting Period:
Filing Date:
Accepted Time:
2013-06-25 11:50:58
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
793040 Ellsworth Fund Ltd ECF (0) 133345139
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190029 D Jane O'keeffe C/o Dinsmore Capital Management Co.
65 Madison Ave
Morristown NJ 07960
President Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Beneficial Interest Acquisiton 2013-06-24 2,000 $7.40 16,740 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
  1. Includes 212.1986 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan.
  2. In addition, the reporting person is the indirect beneficial owner of 4,175.1644 additional shares. These additional shares consist of:(i) 2,087.5822 shares held by her daughter, and(ii) 2,087.5822 shares held by a New Jersey Uniform Transfers to Minors Act trust for her son's benefit.