Filing Details

Accession Number:
0001249155-13-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-20 20:21:44
Reporting Period:
2013-06-18
Filing Date:
2013-06-20
Accepted Time:
2013-06-20 20:21:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW Agricultural Production-Crops (100) 271275784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488715 N. Michael Nordstrom 222 West Lacey Blvd.
Hanford CA 93230
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2013-06-18 100 $8.40 5,500 No 4 P Indirect Custodial account for son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Custodial account for son
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 5,400 Indirect Custodial account for daughter
Common Stock, $0.001 Par Value 4,452 Direct
Footnotes
  1. Custodial accounts are held for the benefit of the reporting person's children, the custodian for which is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or for any other purpose.