Filing Details

Accession Number:
0001313606-13-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-20 18:12:02
Reporting Period:
2013-06-18
Filing Date:
2013-06-20
Accepted Time:
2013-06-20 17:12:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1096339 Saratoga Resources Inc SARA Oil & Gas Field Exploration Services (1382) 760314489
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313606 Iv William John Rhea 7500 San Felipe
Suite 675
Houston TX 77063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-06-18 14,909 $1.93 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $6.65 2012-06-18 2019-06-17 35,000 35,000 Direct
Common Stock Stock Option (Right to Buy) $2.18 2013-06-10 2020-06-09 35,000 35,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-06-17 35,000 35,000 Direct
2020-06-09 35,000 35,000 Direct
Footnotes
  1. Date shown is grant date. Option vests 50% on grant date and 50% on first anniversary of grant date.