Filing Details

Accession Number:
0001144204-13-035909
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-20 17:13:09
Reporting Period:
2013-06-18
Filing Date:
2013-06-20
Accepted Time:
2013-06-20 17:13:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1073429 Us Concrete Inc USCR Concrete Products, Except Block & Brick (3272) 760586680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197259 Whippoorwill Associates, Inc. 11 Martine Avenue
White Plains NY 10606
No No Yes No
1251922 F Shelley Greenhaus C/O Whippoorwill Associates, Inc.
11 Martine Avenue
White Plains NY 10606
No No Yes No
1434803 K. Steven Gendal C/O Whippoorwill Associates, Inc.
11 Martine Avenue
White Plains NY 10606
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-06-18 52,717 $15.73 2,795,011 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-06-20 18,427 $15.43 2,813,438 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.60 to $15.80, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. This is a joint filing by Whippoorwill Associates, Inc. ("Whippoorwill"), Shelley F. Greenhaus and Steven K. Gendal (collectively, the "Reporting Persons"). Whippoorwill is the designated filer. The Reporting Persons are filing this joint Form 4 because each of them may be deemed to be a beneficial owner of the shares covered by this Form 4. The Reporting Persons disclaim membership in a group with respect to the securities reported herein.
  3. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.35 to $15.45, inclusive. The Reporting Persons undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.