Filing Details

Accession Number:
0000904454-13-000709
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-20 16:16:05
Reporting Period:
2013-06-18
Filing Date:
2013-06-20
Accepted Time:
2013-06-20 16:16:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024305 Coty Inc. COTY Perfumes, Cosmetics & Other Toilet Preparations (2844) 133823358
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312988 Berkshire Partners Llc 200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1374108 L.p. Vii-A Fund Berkshire C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1374109 L.p. Vii Fund Berkshire C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505181 Seventh Berkshire Associates Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505184 Berkshire Investors Iii Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505185 Berkshire Investors Iv Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-06-18 6,624,110 $16.89 19,872,330 No 4 S Indirect See Footnotes
Common Stock Disposition 2013-06-18 50,835 $16.89 152,507 No 4 S Direct
Common Stock Disposition 2013-06-18 118,533 $16.89 355,598 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,167 Indirect See Footnotes
Footnotes
  1. Represents shares of Class B Common Stock held indirectly by Berkshire Partners LLC ("Berkshire Partners") and Seventh Berkshire Associates LLC ("7BA"). Each share of Class B Common Stock is convertible to Class A Common Stock on a one-for-one basis. After the disposition of Common Stock made in connection with the Issuer's initial public offering, Berkshire Fund VII, L.P. ("Fund VII") owns 16,742,307 shares of Common Stock, and Berkshire Fund VII-A, L.P. ("Fund VII-A") owns 3,130,023 shares of Common Stock. 7BA is the sole general partner of Fund VII and Fund VII-A. Berkshire Partners and 7BA are under common control and may be deemed to be, but do not admit to being, a group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. Each of Berkshire Partners and 7BA disclaims beneficial ownership of any securities, except to the extent of its pecuniary interest therein.
  2. Represents shares of Class B Common Stock held directly by Berkshire Investors III LLC ("BI3"). BI3 may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  3. Represents shares of Class B Common Stock held directly by Berkshire Investors IV LLC ("BI4"). BI4 may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  4. Represents shares of Class A Common Stock in which Berkshire Partners has an economic interest.
  5. One or more of the Reporting Persons are party to a stockholders agreement that relates to the voting of the shares covered by this Report and, as such, may be deemed to be a member, or members, of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. The filing of this Report is not an admission that the Reporting Persons are members of a group or beneficial owners of any shares other than those in which they have a pecuniary interest.