Filing Details

Accession Number:
0000914190-13-000407
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-20 16:15:15
Reporting Period:
2013-06-18
Filing Date:
2013-06-20
Accepted Time:
2013-06-20 16:15:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719866 Arctic Cat Inc ACAT Miscellaneous Transportation Equipment (3790) 411443470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443825 Claude Jordan 505 North Highway 169
Suite 1000
Plymouth MN 55441
Chairman, President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-17 53 $46.87 36,898 No 4 L Direct
Common Stock Acquisiton 2013-06-18 69,079 $9.88 105,977 No 4 M Direct
Common Stock Disposition 2013-06-18 14,447 $47.46 91,530 No 4 F Direct
Common Stock Disposition 2013-06-18 20,214 $47.46 71,316 No 4 F Direct
Common Stock Disposition 2013-06-18 34,418 $47.24 36,898 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-06-18 69,079 $0.00 69,079 $9.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
921 2018-08-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 267 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $6.26 2019-08-06 35,560 35,560 Direct
Common Stock Stock Option (Right to Buy) $10.79 2020-04-01 105,000 105,000 Direct
Common Stock Stock Option (Right to Buy) $14.68 2021-01-01 5,300 5,300 Direct
Common Stock Stock Option (Right to Buy) $15.77 2021-04-01 83,228 83,228 Direct
Common Stock Stock Option (Right to Buy) $43.79 2022-04-02 26,761 26,761 Direct
Common Stock Stock Option (Right to Buy) $42.99 2023-04-01 42,115 42,115 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-08-06 35,560 35,560 Direct
2020-04-01 105,000 105,000 Direct
2021-01-01 5,300 5,300 Direct
2021-04-01 83,228 83,228 Direct
2022-04-02 26,761 26,761 Direct
2023-04-01 42,115 42,115 Direct
Footnotes
  1. Includes (i) 3,336 restricted stock units vest on 4/1/14; (ii) 2,856 restricted stock units vest 1,426 shares on 4/2/14 and 1,430 shares on 4/2/15; and (iii) 5,615 restricted stock units that vest 1,871 shares on 4/1/14 and 1,872 shares on 4/1/15 and 4/1/16.
  2. Includes 53.4201 shares acquired on 6/17/13, under the reporting person's dividend reinvestment plan.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 to $47.53 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Fully exercisable.
  5. Vests in three equal annual installments beginning on 1/1/12.
  6. Vests in three equal annual installments beginning on 4/1/12.
  7. Vests in three equal annual installments beginning on 4/2/13.
  8. Vests in three equal annual installments beginning on 4/1/14.