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Filing Details

Accession Number:
0001576369-13-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-19 15:33:11
Reporting Period:
2013-06-17
Filing Date:
2013-06-19
Accepted Time:
2013-06-19 15:33:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1344980 Alliance Holdings Gp L.p. AHGP Bituminous Coal & Lignite Surface Mining (1221) 030573898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173893 Iii W Joseph Craft 1717 S. Boulder Avenue
Suite 600
Tulsa OK 74119
President And Chief Executive Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2013-06-17 6,000 $30.00 315,941 No 4 S Indirect Alliance Management Holdings III, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Alliance Management Holdings III, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Unit 20,641,168 Indirect By Alliance Resource GP, LLC
Common Unit 2,463,449 Direct
Common Unit 19,212,851 Indirect Through members of 13d group
Footnotes
  1. Joseph W. Craft III ("Craft") indirectly jointly owns 20,641,168 Common Units of AHGP through his joint ownership of Alliance Resource GP, LLC with Kathleen S. Craft.
  2. Held through the JWC III Rev Trust, of which Mr. Craft is trustee.
  3. These AHGP common units are held by certain entities and individuals (some of whom are current or former members of management of ARLP) other than Mr. Craft with whom he may be deemed to comprise a group under Rule 13d-5(b) of the Exchange Act. Mr. Craft disclaims beneficial ownership of the reported securities.
  4. These AHGP common units are held through Alliance Management Holdings III, LLC ("AMH III"), which acquired 600,000 Common Units of AHGP in connection with the AMH Liquidation and the AMH II Liquidation. Mr. Craft is the sole director of AMH III and owns 42.43% of the membership interests in AMH III. Mr. Craft disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
  5. AMH III entered into option agreements to sell 314,005 common units of AHGP for an exercise price of $30.00 per common unit, the options are exercisable from July 1, 2011 through July 1, 2013. AMH III received consideration of $3.36 per common unit for each option. These amounts shown represent the exercise of those options by individuals other than Mr. Craft. Mr. Craft is not selling these or any other AHGP units.