Filing Details

Accession Number:
0001181431-13-035647
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-19 09:32:20
Reporting Period:
2013-06-18
Filing Date:
2013-06-19
Accepted Time:
2013-06-19 09:32:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1158015 G Mary Puma C/O Axcelis Technologies, Inc.
108 Cherry Hill Drive
Beverly MA 01915
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-06-18 9,086 $1.74 424,430 No 4 S Direct
Common Stock Disposition 2013-06-18 2,965 $1.75 421,465 No 4 S Direct
Common Stock Disposition 2013-06-18 200 $1.76 421,265 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect Held by spouse
Footnotes
  1. The sales reported on this Form are pursuant to a prior election by the executive officer to sell shares issued on the vesting of restricted stock units in order to generate funds to pay to the Company to cover the executive's tax liability arising from the vesting event and related commissions. The proceeds of this sale will be paid to the Company and the broker.
  2. Of the shares held as of June 18, 2013,73,819 were issuable on vesting of restricted stock units granted the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.