Filing Details

Accession Number:
0001003297-13-000289
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-06-18 14:51:56
Reporting Period:
2013-06-12
Filing Date:
2013-06-18
Accepted Time:
2013-06-18 14:51:56
Original Submission Date:
2013-06-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64463 Mechanical Technology Inc MKTY Measuring & Controlling Devices, Nec (3829) 141462255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251271 Dennis E Oconnor C/O Mechanical Technology, Incorporated
325 Washington Avenue Extension
Albany NY 12205
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-12 10,000 $0.52 51,463 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Rights to Buy) Acquisiton 2013-06-12 12,500 $0.00 12,500 $0.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 2023-06-12 No 4 A Direct
Footnotes
  1. Stock option grant for annual board service.
  2. Options to purchase Common Stock of Issuer pursuant to Issuer's 2012 Equity Incentive Plan and subject thereto. Vesting at the rate of 25% on each of the first four anniversaries of the date of the award, with first vest occurring on June 12, 2014, for so long as the recipient of the Option remains an employee or board member of, or consultant to, Issuer, and subject to the terms and conditions of the Stock Option Agreement entered into by and between Issuer and the Optionee.