Filing Details

Accession Number:
0001209191-13-032585
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-18 08:48:18
Reporting Period:
2013-06-17
Filing Date:
2013-06-18
Accepted Time:
2013-06-18 08:48:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1142512 Ziprealty Inc ZIPR Real Estate Agents & Managers (For Others) (6531) 943319956
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530100 Duncan James Wilson 2000 Powell Street, Suite 300
Emeryville CA 94608
Senior Vp, Technology No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-17 10,833 $1.25 18,055 No 4 M Direct
Common Stock Disposition 2013-06-17 1,300 $3.03 16,755 No 4 S Direct
Common Stock Disposition 2013-06-17 5,033 $3.04 11,722 No 4 S Direct
Common Stock Disposition 2013-06-17 100 $3.05 11,622 No 4 S Direct
Common Stock Disposition 2013-06-17 3,900 $3.05 7,722 No 4 S Direct
Common Stock Disposition 2013-06-17 200 $3.06 7,522 No 4 S Direct
Common Stock Disposition 2013-06-17 200 $3.07 7,322 No 4 S Direct
Common Stock Disposition 2013-06-17 100 $3.09 7,222 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-06-17 10,833 $0.00 10,833 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,834 2013-02-27 2022-03-07 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ommon Stock Stock Option (right to buy) $3.20 2009-08-01 2016-07-23 0 42,633 Direct
Common Stock Stock Option (right to buy) $4.17 2010-09-09 2019-09-08 0 2,500 Direct
Common Stock Stock Option (right to buy) $4.90 2011-03-04 2020-03-03 0 10,000 Direct
Common Stock Stock Option (right to buy) $2.90 2012-03-05 2021-03-04 0 18,287 Direct
Common Stock Stock Option (right to buy) $1.25 2013-03-08 2022-03-07 0 25,001 Direct
Common Stock Stock Option (right to buy) $1.25 2013-03-08 2022-03-07 0 25,000 Direct
Common Stock Stock Option (right to buy) $3.84 2014-02-28 2023-02-27 0 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-07-23 0 42,633 Direct
2019-09-08 0 2,500 Direct
2020-03-03 0 10,000 Direct
2021-03-04 0 18,287 Direct
2022-03-07 0 25,001 Direct
2022-03-07 0 25,000 Direct
2023-02-27 0 100,000 Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013.
  2. The shares subject to the option are fully vested.
  3. n/a
  4. One-fourth of the shares subject to the option vest and become exercisable on the Exercisable Date, and 1/48th of the shares vest and become exercisable on the first day of each calendar month thereafter, until fully vested.
  5. One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.