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Home > Insider Trading > Filing (0001414323-13-000001)

Filing Details

Accession Number:: 0001414323-13-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-18 07:29:52
Reporting Period:: 2013-06-14

Filing Date:: 2013-06-18
Accepted Time:: 2013-06-18 07:29:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1096339	Saratoga Resources Inc	SARA	Oil & Gas Field Exploration Services (1382)	760314489

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1414323	Andy Clifford	7500 San Felipe Suite 675 Houston TX 77063	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-14	2,105	$1.89	127,105	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,500,000	Indirect	By CPK Resources LLC
Common Stock	5,886	Indirect	Held by SEP-IRA
Common Stock	4,173	Indirect	By spouse (SEP-IRA)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$3.00	2013-09-10	2018-06-09	250,000	250,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-06-09	250,000	250,000	Direct

Footnotes

Mr. Clifford is the principal officer and owner of CPK Resources.
Beneficial ownership is disclaimed by Mr. Clifford.
Options vest and become exercisable ratably over 8 quarters. Date shown is first vesting date.