Filing Details

Accession Number:
0001181431-13-035318
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-17 18:03:05
Reporting Period:
2013-06-17
Filing Date:
2013-06-17
Accepted Time:
2013-06-17 18:03:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1484504 Gigamon Inc. GIMO Services-Computer Processing & Data Preparation (7374) 263963351
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576946 Corey Mulloy C/O Gigamon Inc.
598 Gibraltar Drive
Milpitas CA 95035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-17 4,985,927 $0.00 4,985,927 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-06-17 1,208,187 $0.00 1,208,187 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-06-17 1,759,502 $0.00 1,759,502 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-06-17 156,231 $0.00 156,231 No 4 C Indirect See Footnote
Common Stock Disposition 2013-06-17 304,325 $17.67 4,681,602 No 4 S Indirect See Footnote
Common Stock Disposition 2013-06-17 73,744 $17.67 1,134,443 No 4 S Indirect See Footnote
Common Stock Disposition 2013-06-17 107,395 $17.67 1,652,107 No 4 S Indirect See Footnote
Common Stock Disposition 2013-06-17 9,536 $17.67 146,695 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2013-06-17 4,985,927 $0.00 4,985,927 $0.00
Common Stock Series A Preferred Stock Disposition 2013-06-17 1,208,187 $0.00 1,208,187 $0.00
Common Stock Series A Preferred Stock Disposition 2013-06-17 1,759,502 $0.00 1,759,502 $0.00
Common Stock Series A Preferred Stock Disposition 2013-06-17 156,231 $0.00 156,231 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The securities are held by Highland Capital Partners VII Limited Partnership, a Delaware limited partnership ("HCP VII"). Highland Management Partners VII, LLC, a Delaware limited liability company ("HMP VII LLC") is the general partner of Highland Management Partnership VII Limited Partnership ("HMP VII LP"), which is the general partner of HCP VII. The Reporting Person is a Member of HMP VII LLC. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of his or its pecuniary interest therein.
  2. The securities are held by Highland Capital Partners VII-B Limited Partnership, a Delaware limited partnership ("HCP VII-B"). HMP VII LLC is the general partner of HMP VII LP. HMP VII LP is the general partner of HCP VII-B. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of his or its pecuniary interest therein.
  3. The securities are held by Highland Capital Partners VII-C Limited Partnership, a Delaware limited partnership ("HCP VII-C"). HMP VII LLC is the general partner of HMP VII LP. HMP VII LP is the general partner of HCP VII-C. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of his or its pecuniary interest therein.
  4. The securities are held by Highland Entrepreneurs' Fund VII Limited Partnership, a Delaware limited partnership ("HEF VII"). HMP VII LLC is the general partners of HMP VII LP. HMP VII LP is the general partner of HEF VII. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of his or its pecuniary interest therein.
  5. Immediately prior to the closing of the Issuer's initial public offering ("IPO"), each share of Series A preferred stock automatically converted into one share of the Issuer's common stock. The Series A preferred stock had no expiration date.