Filing Details

Accession Number:
0001181431-13-035220
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-17 16:17:02
Reporting Period:
2013-06-13
Filing Date:
2013-06-17
Accepted Time:
2013-06-17 16:17:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282648 Halcon Resources Corp HK Crude Petroleum & Natural Gas (1311) 200700684
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310117 Mark Mize 1000 Louisiana Street, Suite 6700
Houston TX 77002
Evp, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-14 600 $5.52 482,173 No 4 P Direct
Common Stock Acquisiton 2013-06-14 8,100 $5.52 490,273 No 4 P Direct
Common Stock Acquisiton 2013-06-14 6,300 $5.52 496,573 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Acquisiton 2013-06-13 200 $1,000.00 32,488 $6.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200 2013-06-13 No 4 P Direct
Footnotes
  1. The Series A Convertible Preferred Stock is initially convertible into 162.4431 shares of common stock of the Issuer (which is equivalent to an initial conversion price of approximately $6.16 per share of Issuer common stock), subject to customary anti-dilution adjustments.
  2. The Series A preferred stock has no expiration date.