Filing Details
- Accession Number:
- 0001104659-13-049450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-14 17:04:38
- Reporting Period:
- 2013-06-12
- Filing Date:
- 2013-06-14
- Accepted Time:
- 2013-06-14 17:04:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216792 | Q Laird Cagan | 2500 City West Blvd., Suite 1300 Houston TX 77042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-12 | 1,165 | $2.25 | 76,588 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2013-06-12 | 243 | $10.80 | 76,345 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | COMMON STOCK WARRANTS | Disposition | 2013-06-12 | 1,165 | $0.00 | 1,165 | $2.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-22 | 2013-06-22 | No | 4 | X | Direct |
Footnotes
- The shares were withheld by EPM in payment of the exercise price on a cashless basis.
Billionaire Hedge Funds
