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Filing Details

Accession Number:: 0001104659-13-049070
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-13 17:59:22
Reporting Period:: 2013-06-11

Filing Date:: 2013-06-13
Accepted Time:: 2013-06-13 17:59:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1313911	Rally Software Development Corp	RALY	Services-Prepackaged Software (7372)	841597294

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1065270	A Bradley Feld	1050 Walnut Street, Ste 210 Boulder CO 80302	No	No	Yes	No
1116442	Mobius Vi Llc	1050 Walnut Street, Ste 210 Boulder CO 80302	No	No	Yes	No
1135833	Mobius Technology Ventures Vi Lp	1050 Walnut Street, Ste 210 Boulder CO 80302	No	No	Yes	No
1135834	P L Vi Fund Side Ventures Technology Mobius	1050 Walnut Street, Ste 210 Boulder CO 80302	No	No	Yes	No
1135836	P L Vi Fund Advisors Ventures Technology Mobius	1050 Walnut Street, Ste 210 Boulder CO 80302	No	No	Yes	No
1135837	P L Vi Ventures S U Softbank	1050 Walnut Street, Ste 210 Boulder CO 80302	No	No	Yes	No
1248191	A Jason Mendelson	1050 Walnut Street, Ste 210 Boulder CO 80302	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-11	6,046	$3.78	1,582,530	No	4	X	Indirect	By Mobius Technology Ventures VI,L.P.
Common Stock	Disposition	2013-06-11	1,021	$22.37	1,581,509	No	4	S	Indirect	By Mobius Technology Ventures VI,L.P.
Common Stock	Acquisiton	2013-06-11	6,485	$3.78	1,697,319	No	4	X	Indirect	By SOFTBANK U.S. Ventures VI, L.P.
Common Stock	Disposition	2013-06-11	1,096	$22.37	1,696,233	No	4	S	Indirect	By SOFTBANK U.S. Ventures VI, L.P.
Common Stock	Acquisiton	2013-06-11	235	$3.78	64,703	No	4	X	Indirect	By Mobius Technology Ventures Advisors Fund VI, L.P.
Common Stock	Disposition	2013-06-11	40	$22.37	64,663	No	4	S	Indirect	By Mobius Technology Ventures Advisors Fund VI, L.P.
Common Stock	Acquisiton	2013-06-11	247	$3.78	61,661	No	4	X	Indirect	By Mobius Technology Ventures Side Fund VI, L.P.
Common Stock	Disposition	2013-06-11	42	$22.37	61,619	No	4	S	Indirect	By Mobius Technology Ventures Side Fund VI, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	By Mobius Technology Ventures VI,L.P.
No	4	S	Indirect	By Mobius Technology Ventures VI,L.P.
No	4	X	Indirect	By SOFTBANK U.S. Ventures VI, L.P.
No	4	S	Indirect	By SOFTBANK U.S. Ventures VI, L.P.
No	4	X	Indirect	By Mobius Technology Ventures Advisors Fund VI, L.P.
No	4	S	Indirect	By Mobius Technology Ventures Advisors Fund VI, L.P.
No	4	X	Indirect	By Mobius Technology Ventures Side Fund VI, L.P.
No	4	S	Indirect	By Mobius Technology Ventures Side Fund VI, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock (right to buy)	Disposition	2013-06-11	6,046	$0.00	6,046	$3.78
Common Stock	Warrant to Purchase Common Stock (right to buy)	Disposition	2013-06-11	6,485	$0.00	6,485	$3.78
Common Stock	Warrant to Purchase Common Stock (right to buy)	Disposition	2013-06-11	235	$0.00	235	$3.78
Common Stock	Warrant to Purchase Common Stock (right to buy)	Disposition	2013-06-11	247	$0.00	247	$3.78

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2018-05-20	No	4	X	Indirect
2018-05-20	No	4	X	Indirect
2018-05-20	No	4	X	Indirect
2018-05-20	No	4	X	Indirect

Footnotes

The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
Mobius VI L.L.C. ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
On June 11, 2013, Mobius Technology VI exercised a warrant to purchase 6,046 shares of the Issuer's common stock for $3.78 per share. Mobius Technology VI paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,021 shares to pay the exercise price and issuing to Mobius Technology VI the remaining 5,025 shares. The Issuer also paid $4.85 in cash to Mobius Technology VI in lieu of a fractional share.
On June 11, 2013, Softbank exercised a warrant to purchase 6,485 shares of the Issuer's common stock for $3.78 per share. Softbank paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,096 shares to pay the exercise price and issuing to Softbank the remaining 5,389 shares. The Issuer also paid $12.32 in cash to Softbank in lieu of a fractional share.
On June 11, 2013, Mobius Advisors Fund exercised a warrant to purchase 235 shares of the Issuer's common stock for $3.78 per share. Mobius Advisors Fund paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 40 shares to pay the exercise price and issuing to Mobius Advisors Fund the remaining 195 shares. The Issuer also paid $10.38 in cash to Mobius Advisors Fund in lieu of a fractional share.
On June 11, 2013, Mobius Side Fund exercised a warrant to purchase 247 shares of the Issuer's common stock for $3.78 per share. Mobius Side Fund paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 42 shares to pay the exercise price and issuing to Mobius Side Fund the remaining 205 shares. The Issuer also paid $9.77 in cash to Mobius Side Fund in lieu of a fractional share.
Immediately exercisable.