Filing Details

Accession Number:
0001246360-13-003314
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-13 17:28:08
Reporting Period:
2013-06-11
Filing Date:
2013-06-13
Accepted Time:
2013-06-13 17:28:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911326 Synageva Biopharma Corp GEVA Biological Products, (No Disgnostic Substances) (2836) 561808663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532218 K Sanj Patel 33 Hayden Ave
Lexington MA 02421
President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-11 23,543 $0.95 24,574 No 4 M Direct
Common Stock Acquisiton 2013-06-11 6,105 $0.95 30,679 No 4 M Direct
Common Stock Disposition 2013-06-11 29,648 $40.89 1,031 No 4 S Direct
Common Stock Acquisiton 2013-06-12 25,621 $0.95 26,652 No 4 M Direct
Common Stock Acquisiton 2013-06-12 14,731 $1.70 41,383 No 4 M Direct
Common Stock Disposition 2013-06-12 40,352 $40.48 1,031 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-06-11 23,543 $0.00 23,543 $0.95
Common Stock Stock Option (Right to Buy) Disposition 2013-06-11 6,105 $0.00 6,105 $0.95
Common Stock Stock Option (Right to Buy) Disposition 2013-06-12 25,621 $0.00 25,621 $0.95
Common Stock Stock Option (Right to Buy) Disposition 2013-06-12 14,731 $0.00 14,731 $1.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,251 2019-07-01 No 4 M Direct
35,391 2019-12-15 No 4 M Direct
9,770 2019-12-15 No 4 M Direct
93,321 2021-05-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 286 Indirect Held by Abbey Road Investment Group
Footnotes
  1. The stock option exercise and sale of shares of common stock ("Shares") reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 5, 2012.
  2. The stock option granted the reporting person an option to purchase 396,070 Shares. 25% of such Shares vested and became exercisable on 07/01/2010, and 1/36 of the remainder of such Shares vest and become exercisable monthly thereafter.
  3. The stock option granted the reporting person an option to purchase 117,220 Shares. 25% of such Shares vested and became exercisable on 09/25/2010, and 1/36 of the remainder of such Shares vest and become exercisable monthly thereafter.
  4. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $40.15 to $41.15. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.
  5. The stock option granted the reporting person an option to purchase 108,052 Shares. 25% of such Shares vested and became exercisable on 5/25/2012, and 1/36 of the remainder of such Shares vest and become exercisable monthly thereafter.
  6. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $40.12 to $41.02. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.