Filing Details

Accession Number:
0001140361-13-025138
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-13 13:03:07
Reporting Period:
2012-11-28
Filing Date:
2013-06-13
Accepted Time:
2013-06-13 13:03:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1089143 Collectors Universe Inc CLCT Services-Business Services, Nec (7389) 330846191
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1041888 Clinton A Allen A.c. Allen &Amp; Co.
710 South Street
Needham MA 02492
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-28 2,500 $0.00 82,877 No 4 G Direct
Common Stock Acquisiton 2013-06-11 700 $13.38 83,577 No 4 P Direct
Common Stock Acquisiton 2013-06-11 16,500 $6.91 100,077 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 P Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-06-11 16,500 $0.00 16,500 $6.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-06-04 2013-12-04 No 4 M Direct