Home > Insider Trading > Filing (0001465567-13-000003)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1387713	Neulion Inc.	NLN	Cable & Other Pay Television Services (4841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1465567	Nancy Li	Neulion, Inc. 1600 Old Country Road Plainview NY 11803	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-05	2,841,600	$0.20	32,665,222	No	4	P	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By spouse

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (right to buy)	Acquisiton	2013-06-05	1,420,800	$0.20	1,420,800	$0.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,420,800	2013-06-05	2015-03-21	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	39,160,894	Direct
Common Stock	28,020	Indirect	By trust for benefit of grandchild
Common Stock	28,020	Indirect	By trust for benefit of grandchild
Class 3 Preference Shares	6,313,875	Indirect	By spouse
Class 4 Preference Shares	4,035,356	Indirect	By spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrants (right to buy)	$0.30	2013-01-26	2015-03-25	1,167,250	1,167,250	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-03-25	1,167,250	1,167,250	Indirect

Footnotes

Ms. Li is the trustee for the two trusts and her grandchildren are the beneficiaries of the trusts.
Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
On June 5, 2013, the stockholders of the Company approved the conversion of a loan of approximately CDN$533,100 (US$545,627.85), as evidenced by a convertible note, made to the Company by Mr. Wang, the Chairman of the Board of the Company. Automatically upon receipt of stockholder approval, all outstanding principal (in the amount of US$545,627.85) and all accrued unpaid interest (in the amount of US$22,692.14) owing on the convertible note was converted to common stock and warrants of the Company by dividing $568,319.99 (the sum of the principal and interest) by the conversion price set forth in the convertible note of US$0.20 per share of common stock. The resulting quotient of 2,841,600 is the number of shares of common stock issued, and half that amount, or 1,420,800, is the number of warrants issued.