Filing Details

Accession Number:
0001127602-13-020165
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-12 10:57:17
Reporting Period:
2013-06-11
Filing Date:
2013-06-12
Accepted Time:
2013-06-12 10:57:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229026 R Dennis Rilinger 1010 Grand Blvd.
Kansas City MO 64106
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-06-11 50 $53.15 23,330 No 4 S Direct
Common Stock Disposition 2013-06-11 150 $53.16 23,180 No 4 S Direct
Common Stock Disposition 2013-06-11 138 $53.17 23,042 No 4 S Direct
Common Stock Disposition 2013-06-11 31 $53.18 23,011 No 4 S Direct
Common Stock Disposition 2013-06-11 1 $53.20 23,010 No 4 S Direct
Common Stock Disposition 2013-06-11 650 $53.22 22,360 No 4 S Direct
Common Stock Disposition 2013-06-11 138 $53.23 22,222 No 4 S Direct
Common Stock Disposition 2013-06-11 42 $53.27 22,180 No 4 S Direct
Common Stock Disposition 2013-06-11 77 $53.29 22,103 No 4 S Direct
Common Stock Disposition 2013-06-11 200 $53.30 21,903 No 4 S Direct
Common Stock Disposition 2013-06-11 100 $53.32 21,803 No 4 S Direct
Common Stock Disposition 2013-06-11 38 $53.33 21,765 No 4 S Direct
Common Stock Disposition 2013-06-11 188 $53.35 21,577 No 4 S Direct
Common Stock Disposition 2013-06-11 250 $53.36 21,327 No 4 S Direct
Common Stock Disposition 2013-06-11 388 $53.37 20,939 No 4 S Direct
Common Stock Disposition 2013-06-11 300 $53.38 20,639 No 4 S Direct
Common Stock Disposition 2013-06-11 200 $53.39 20,439 No 4 S Direct
Common Stock Disposition 2013-06-11 100 $53.40 20,339 No 4 S Direct
Common Stock Disposition 2013-06-11 756 $53.46 19,583 No 4 S Direct
Common Stock Disposition 2013-06-11 100 $53.47 19,483 No 4 S Direct
Common Stock Disposition 2013-06-11 1,705 $53.50 17,778 No 4 S Direct
Common Stock Disposition 2013-06-11 100 $53.50 17,678 No 4 S Direct
Common Stock Disposition 2013-06-11 100 $53.51 17,578 No 4 S Direct
Common Stock Disposition 2013-06-11 200 $53.52 17,378 No 4 S Direct
Common Stock Disposition 2013-06-11 100 $53.53 17,278 No 4 S Direct
Common Stock Acquisiton 2013-06-11 1,705 $37.73 18,883 No 4 M Direct
Common Stock Acquisiton 2013-06-11 1,456 $41.37 20,339 No 4 M Direct
Common Stock Acquisiton 2013-06-11 3,041 $37.84 23,380 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-06-11 1,705 $0.00 1,705 $37.73
Common Stock Stock Option (Right to Buy) Disposition 2013-06-11 1,456 $0.00 1,456 $41.37
Common Stock Stock Option (Right to Buy) Disposition 2013-06-11 3,041 $0.00 3,041 $37.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-01 2018-01-01 No 4 M Direct
1,456 2012-01-01 2019-01-01 No 4 M Direct
3,042 2013-01-01 2020-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,129 Indirect By Esop
Common Stock 1,484 Indirect By Ira
Footnotes
  1. Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
  2. Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
  3. Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015