Filing Details
- Accession Number:
- 0001415889-13-001179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-11 21:42:54
- Reporting Period:
- 2013-06-07
- Filing Date:
- 2013-06-11
- Accepted Time:
- 2013-06-11 21:42:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169770 | First Pactrust Bancorp Inc | BANC | National Commercial Banks (6021) | 043639825 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1571512 | H James Gray | C/O First Pactrust Bancorp Inc. 18500 Von Karman Ave, Suite 1100 Irvine CA 92612 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-11 | 100 | $13.12 | 4,600 | No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
| Common Stock | Acquisiton | 2013-06-11 | 400 | $13.15 | 5,000 | No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
| No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Disposition | 2013-06-07 | 42,000 | $1,260.00 | 13,860 | $4.62 |
| Common Stock | Warrants | Disposition | 2013-06-11 | 2,042 | $40.84 | 674 | $4.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,042 | 2012-06-29 | 2013-06-30 | No | 4 | S | Direct |
| 0 | 2012-06-29 | 2013-06-30 | No | 4 | S | Direct |
Footnotes
- The Reporting Person received the warrants in connection with the Issuer's acquisition of Beach Business Bank on July 1, 2012. Each warrant is exercisable for 0.33 shares of the Issuer's common stock, at a price of $14.00 per whole share.
- Represents exercise price per warrant. As previously noted, each warrant is exercisable for 0.33 shares of the Issuer's common stock.
- The warrants were sold for $0.03 each in a privately negotiated transaction.
- The warrants were sold for $0.02 each in a privately negotiated transaction.
Billionaire Hedge Funds
