Filing Details

Accession Number:
0000914190-13-000398
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-11 18:36:48
Reporting Period:
2013-05-03
Filing Date:
2013-06-11
Accepted Time:
2013-06-11 18:36:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552800 Tile Shop Holdings Inc. TTS Retail-Home Furniture, Furnishings & Equipment Stores (5700) 455538095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937541 H Peter Kamin C/O Tile Shop Holdings, Inc.
14000 Carlson Parkway
Plymouth MN 55441
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-03 37,005 $11.50 316,798 No 4 X Indirect By Peter H. Kamin Revocable Trust
Common Stock Disposition 2013-05-03 20,284 $20.98 296,514 No 4 S Indirect By Peter H. Kamin Revocable Trust
Common Stock Acquisiton 2013-05-03 22,200 $11.50 184,235 No 4 X Indirect By Peter H. Kamin Childrens Trust
Common Stock Disposition 2013-05-03 12,169 $20.98 172,066 No 4 S Indirect By Peter H. Kamin Childrens Trust
Common Stock Acquisiton 2013-05-03 13,304 $11.50 48,665 No 4 X Indirect By Peter H. Kamin GST Trust
Common Stock Disposition 2013-05-03 7,293 $20.98 41,372 No 4 S Indirect By Peter H. Kamin GST Trust
Common Stock Acquisiton 2013-05-03 14,799 $11.50 122,822 No 4 X Indirect By 3K Limited Partnership
Common Stock Disposition 2013-05-03 8,112 $20.98 114,710 No 4 S Indirect By 3K Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Peter H. Kamin Revocable Trust
No 4 S Indirect By Peter H. Kamin Revocable Trust
No 4 X Indirect By Peter H. Kamin Childrens Trust
No 4 S Indirect By Peter H. Kamin Childrens Trust
No 4 X Indirect By Peter H. Kamin GST Trust
No 4 S Indirect By Peter H. Kamin GST Trust
No 4 X Indirect By 3K Limited Partnership
No 4 S Indirect By 3K Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (Right to Buy) Disposition 2013-05-03 37,005 $0.00 37,005 $11.50
Common Stock Common Stock Warrants (Right to Buy) Disposition 2013-05-03 22,200 $0.00 22,200 $11.50
Common Stock Common Stock Warrants (Right to Buy) Disposition 2013-05-03 13,304 $0.00 13,304 $11.50
Common Stock Common Stock Warrants (Right to Buy Disposition 2013-05-03 14,799 $0.00 14,799 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-09-20 2017-08-21 No 4 X Indirect
0 2012-09-20 2017-08-21 No 4 X Indirect
0 2012-09-20 2017-08-21 No 4 X Indirect
0 2012-09-20 2017-08-21 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Direct
Common Stock 100 Indirect By Son
Footnotes
  1. These securities are owned by the reporting person's son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  2. These securities are owned by the Peter H. Kamin Revocable Trust dated February 2003 (the "2003 Trust"). The reporting person is trustee of the 2003 Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  3. On May 3, 2013, the 2003 Trust exercised a warrant to purchase 37,005 shares of Issuer common stock for $11.50 a share. The 2003 Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 20,284 of the warrant shares to pay the exercise price and issuing to the 2003 Trust the remaining 16,721 shares.
  4. These securities are owned by the Peter H. Kamin Childrens Trust dated March 1997 (the "1997 Trust"). The reporting person is trustee of the 1997 Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  5. On May 3, 2013, the 1997 Trust exercised a warrant to purchase 22,200 shares of Issuer common stock for $11.50 a share. The 1997 Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12,169 of the warrant shares to pay the exercise price and issuing to the 1997 Trust the remaining 10,031 shares.
  6. These securities are owned by the Peter H. Kamin GST Trust (the "GST Trust"). The reporting person is trustee of the GST Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  7. On May 3, 2013, the GST Trust exercised a warrant to purchase 13,304 shares of Issuer common stock for $11.50 a share. The GST Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 7,293 of the warrant shares to pay the exercise price and issuing to the GST Trust the remaining 6,011 shares.
  8. These securities are owned by the 3K Limited Partnership ("3K"). The reporting person is general partner of the limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  9. On May 3, 2013, 3K exercised a warrant to purchase 14,799 shares of Issuer common stock for $11.50 a share. 3K paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 8,112 of the warrant shares to pay the exercise price and issuing to 3K the remaining 6,687 shares.