Filing Details

Accession Number:
0001246360-13-003301
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-10 21:49:08
Reporting Period:
2013-06-06
Filing Date:
2013-06-10
Accepted Time:
2013-06-10 21:49:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272786 Mark Fusco Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-06 5,200 $10.42 360,027 No 4 M Direct
Common Stock Disposition 2013-06-06 5,200 $30.26 354,827 No 4 S Direct
Common Stock Acquisiton 2013-06-07 89,303 $10.42 444,130 No 4 M Direct
Common Stock Disposition 2013-06-07 88,503 $30.45 355,627 No 4 S Direct
Common Stock Disposition 2013-06-07 400 $31.26 355,227 No 4 S Direct
Common Stock Disposition 2013-06-07 400 $31.27 354,827 No 4 S Direct
Common Stock Acquisiton 2013-06-10 59,298 $9.55 414,125 No 4 M Direct
Common Stock Disposition 2013-06-10 59,298 $30.30 354,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-06-06 5,200 $0.00 5,200 $10.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-06-07 89,303 $0.00 89,303 $10.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-06-10 59,298 $0.00 59,298 $9.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,303 2016-11-16 No 4 M Direct
0 2016-11-16 No 4 M Direct
42,888 2019-11-08 No 4 M Direct
Footnotes
  1. The option granted at the exercise price of $10.42, representing a right to purchase a total of 200,000 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on December 29, 2006.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.28, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.15, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option granted at the exercise price of $9.55. representing a right to purchase 117,529 shares, vested as to 80,000 shares on the date of grant; 4 increments of 8,000 shares on the last day of each quarter beginning in the first quarter of 2010, and a final increment of 5,529 shares vesting on June 30, 2011.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.5150, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.