Filing Details

Accession Number:
0001261970-13-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-07 17:53:19
Reporting Period:
2013-06-05
Filing Date:
2013-06-07
Accepted Time:
2013-06-07 17:53:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052054 Evolving Systems Inc EVOL Services-Computer Programming Services (7371) 841010843
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325934 John Spirtos C/o Evolving Systems, Inc.
9777 Pyramid Court, Suite 100
Englewood CO 80112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-05 15,000 $3.06 21,000 No 4 M Direct
Common Stock Acquisiton 2013-06-05 3,500 $3.92 24,500 No 4 M Direct
Common Stock Acquisiton 2013-06-05 3,500 $3.48 28,000 No 4 M Direct
Common Stock Disposition 2013-06-05 2,000 $6.61 26,000 No 4 S Direct
Common Stock Disposition 2013-06-05 500 $6.63 25,500 No 4 S Direct
Common Stock Disposition 2013-06-05 1,100 $6.61 24,400 No 4 S Direct
Common Stock Disposition 2013-06-06 10,000 $6.41 14,400 No 4 S Direct
Common Stock Disposition 2013-06-06 8,000 $6.40 6,400 No 4 S Direct
Common Stock Disposition 2013-06-07 2,900 $6.48 3,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NQ Stock Option (right to buy) Disposition 2013-06-05 15,000 $0.00 15,000 $3.06
Common Stock NQ Stock Option (right to buy) Disposition 2013-06-05 3,500 $0.00 3,500 $3.92
Common Stock NQ Stock Option (right to buy) Disposition 2013-06-05 3,500 $0.00 3,500 $3.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-12-10 2019-12-09 No 4 M Direct
0 2010-09-23 2020-06-22 No 4 M Direct
0 2011-09-17 2021-06-16 No 4 M Direct
Footnotes
  1. Exercise prices for outstanding options granted from the Amended and Restated 2007 Stock Incentive Plan were adjusted due to the Special Dividends paid on January 3, 2012 and May 29, 2012, per Nasdaq regulations.
  2. Options are granted without payment of consideration.