Filing Details

Accession Number:
0001181431-13-033557
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-07 16:18:55
Reporting Period:
2013-06-06
Filing Date:
2013-06-07
Accepted Time:
2013-06-07 16:18:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026921 B Donald Marron 9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-06-06 4,000 $10.33 975 No 4 S Indirect See Footnote
Common Stock Disposition 2013-06-06 2,488 $10.32 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,194,863 Indirect See Footnote
Common Stock 38,179 Indirect See Footnote
Common Stock 148,567 Indirect See Footnote
Common Stock 11,940 Direct
Footnotes
  1. The shares are held by a limited liability company of which Donald B. Marron is the managing member.
  2. The shares were held by a trust of which Donald B. Marron is trustee.
  3. The shares are held directly by Lightyear Fund II, L.P.
  4. The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.
  5. The shares are held directly by Chestnut Venture Holdings, LLC.
  6. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron.