Filing Details

Accession Number:
0001394413-13-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-07 15:48:52
Reporting Period:
2013-06-06
Filing Date:
2013-06-07
Accepted Time:
2013-06-07 15:48:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126741 Gsi Technology Inc GSIT Semiconductors & Related Devices (3674) 770398779
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394413 Lee-Lean Shu Gsi Technology, Inc.
1213 Elko Drive
Sunnyvale CA 94089
President, Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-06 14,256 $2.10 1,728,548 No 4 M Direct
Common Stock Disposition 2013-06-06 14,256 $5.65 1,714,292 No 4 S Direct
Common Stock Acquisiton 2013-06-06 14,256 $2.10 1,728,548 No 4 M Direct
Common Stock Disposition 2013-06-06 14,256 $5.65 1,714,292 No 4 S Direct
Common Stock Acquisiton 2013-06-06 36,739 $2.10 1,751,031 No 4 M Direct
Common Stock Disposition 2013-06-06 36,739 $5.65 1,714,292 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-06-06 14,256 $0.00 14,256 $2.10
Common Stock Stock Option (right to buy) Disposition 2013-06-06 14,256 $0.00 14,256 $2.10
Common Stock Stock Option (right to buy) Disposition 2013-06-06 36,739 $0.00 36,739 $2.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-15 No 4 M Direct
0 2013-07-15 No 4 M Direct
0 2013-07-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect By Spouse
Common Stock 400,000 Indirect By GoodFortune GSI Inc.
Common Stock 6,800 Indirect By Child
Common Stock 6,800 Indirect By Child
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2013.
  2. Mr. Shu, along with his spouse, transferred these shares to his mother- and father-in-law who then transferred them to GoodFortune GSI Inc. Mr. Shu disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
  3. Stock option was granted to reporting person on July 15, 2003 and is fully vested.