Filing Details

Accession Number:
0001181431-13-033324
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-06 20:08:00
Reporting Period:
2013-06-05
Filing Date:
2013-06-06
Accepted Time:
2013-06-06 20:08:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184071 Iii Mcclellan Harris 3419 Via Lido Drive Pmb#334
Newport Beach CA 92663
Sr. Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-01 37 $53.13 11,711 No 4 A Direct
Common Stock Acquisiton 2013-06-05 1,158 $33.36 12,869 No 4 M Direct
Common Stock Disposition 2013-06-05 1,158 $52.92 11,711 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Common Stock Acquisiton 2013-06-05 1,158 $0.00 1,158 $33.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-31 2020-01-31 No 4 M Direct
Footnotes
  1. DER units credited on 6/1/2013 as dividend at FMV