Filing Details
- Accession Number:
- 0001209191-13-031058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 18:57:24
- Reporting Period:
- 2013-06-05
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 18:57:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205951 | G Nicholas Sturiale | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-05 | 6,250 | $0.99 | 32,363 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-05 | 6,250 | $42.79 | 26,113 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-06-05 | 6,250 | $0.00 | 6,250 | $0.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,750 | 2020-06-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 143 | Indirect | See Footnote |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2013.
- The shares are held directly by Sevin Rosen Bayless Management Company ("SRBMC"). The Reporting Person is an officer and director of SRBMC and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
