Filing Details
- Accession Number:
- 0001299033-13-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 17:45:15
- Reporting Period:
- 2013-05-06
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 17:45:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431377 | J James Boyne | 2020 Calamos Court Naperville IL 60563 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-05-06 | 657 | $11.16 | 228,768 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2013-05-07 | 906 | $11.60 | 227,862 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2013-06-04 | 438 | $10.59 | 228,300 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Footnotes
- Total represents 35,229.5000 Class A Common Stock and 193,538 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
- Total represents 37,124.5000 shares of Class A Common Stock and 190,737 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
- Total represents 37,562.7480 shares of Class A Common Stock and 190,737 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
Billionaire Hedge Funds
