Filing Details
- Accession Number:
- 0001536584-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 16:55:16
- Reporting Period:
- 2013-06-01
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 16:55:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536584 | R Nicholas Noviello | 495 East Java Drive Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-01 | 1,875 | $0.00 | 18,840 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-01 | 3,750 | $0.00 | 22,590 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-01 | 6,675 | $0.00 | 29,265 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-01 | 1,575 | $0.00 | 30,840 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-01 | 704 | $37.53 | 30,136 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-06-01 | 1,409 | $37.53 | 28,727 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-06-01 | 2,508 | $37.53 | 26,219 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-06-01 | 591 | $37.53 | 25,628 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-06-04 | 4,496 | $37.57 | 21,132 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-06-03 | 100,000 | $0.00 | 100,000 | $37.64 |
| Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 1,875 | $0.00 | 1,875 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 3,750 | $0.00 | 3,750 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 6,675 | $0.00 | 6,675 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 1,575 | $0.00 | 1,575 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2013-06-03 | 33,300 | $0.00 | 33,300 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2020-06-02 | No | 4 | A | Direct | |
| 46,425 | No | 4 | M | Direct | ||
| 42,675 | No | 4 | M | Direct | ||
| 36,000 | No | 4 | M | Direct | ||
| 34,425 | No | 4 | M | Direct | ||
| 67,725 | No | 4 | A | Direct |
Footnotes
- The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Sale prices for the reported transaction were in a range of $37.44 to $37.63.
- Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
- The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
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