Filing Details

Accession Number:
0001353605-13-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-05 16:30:18
Reporting Period:
2013-06-03
Filing Date:
2013-06-05
Accepted Time:
2013-06-05 16:30:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931336 Dean Foods Co DF Ice Cream & Frozen Desserts (2024) 752559681
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179317 C Tom Davis 500 Crescent Court
Suite 270
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-03 30,151 $7.83 47,424 No 4 M Direct
Common Stock Disposition 2013-06-03 30,151 $10.31 17,273 No 4 S Direct
Common Stock Acquisiton 2013-06-04 33,427 $5.22 50,700 No 4 M Direct
Common Stock Disposition 2013-06-04 33,427 $10.53 17,273 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy NF702875) Disposition 2013-06-03 17,326 $0.00 17,326 $7.83
Common Stock Non-Qualified Stock Option (right to buy TF700782) Disposition 2013-06-03 3,192 $0.00 3,192 $7.83
Common Stock Non-Qualified Stock Option (right to buy VF700784) Disposition 2013-06-03 1,499 $0.00 1,499 $7.83
Common Stock Non-Qualified Stock Option (right to buy VF700789) Disposition 2013-06-03 8,134 $0.00 8,134 $7.83
Common Stock Non-Qualified Stock Option (right to buy NF707378) Disposition 2013-06-04 33,427 $0.00 33,427 $5.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-06-30 2013-06-30 No 4 M Direct
0 2003-06-30 2013-06-30 No 4 M Direct
0 2003-06-30 2013-06-30 No 4 M Direct
0 2003-06-30 2013-06-30 No 4 M Direct
0 2012-02-17 2022-02-17 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.31 to $10.325, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.52 to $10.545, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Due to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013, the reporting person's number of options and exercise price has been adjusted to preserve the pre-spin intrinsic value of the award.
  4. The options are fully vested and immediately exercisable upon grant.